系统重要性金融机构监管的理论问题与对策研究A Study of the Theory and Countermeasures of SIFIs Supervision
马诗琪;
摘要(Abstract):
在后金融危机时代,各国越来越重视SIFIs的问题。在事前审慎方面,控制SIFIs的关联度和提高SIFIs的损失吸收能力是监管的核心手段,同时需要完善SIFIs的内部监督系统和以国内监管体系作为辅助手段;在危机处置方面,事前需要建立持续的恢复和清算计划与做出可处置性评估,以及健全SIFIs的市场退出制度。在经济全球化的背景之下,开展监管SIFIs的国际合作也是十分必要的。
关键词(KeyWords): 系统重要性金融机构;FSB;金融监管;国际合作
基金项目(Foundation): 教育部人文社会科学基地重大研究项目“国际金融法律秩序变革研究”(11JJD820009)
作者(Authors): 马诗琪;
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